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Printer-Friendly Arbitration Online Claim Filing

FINRA Dispute Resolution has recently improved its Online Arbitration Claim Filing system. Any party may submit an arbitration claim using the online system. The online arbitration claim filing system is a fast, convenient, and efficient way to file an arbitration claim.

The system allows you to:

• Complete an online Claim Information Form; 

• Submit a Statement of Claim, signed Uniform Submission Agreement, and other supporting documentation electronically,* 

• Generate a printable receipt with tracking number; 

• Save partially completed claims as "templates" to be used as the basis for subsequent claims;

• Save multiple partially completed claims and return to them later.

New improvements include the ability to:

• Jump directly to any page of your claim form, rather than moving sequentially between pages;
• Submit multiple attachments.

The online arbitration claim filing system is a fast, convenient, and efficient way to begin filing an arbitration claim. Try it and let us know what you think once you have submitted your information by completing the survey below.

Before you log on to the system, please take a few minutes to review the DR Online Filing User Guide. It will help you navigate the system and will address most situations that you will encounter. It will also be very helpful to have already prepared your Statement of Claim prior to using the Online Arbitration Claim Filing system. Much of the information in your Statement of Claim will be required on the online form. For further assistance, please go to the "Online Arbitration Claim Filing Top Questions" at the bottom of this screen.

* In addition, FINRA will absorb all reasonable costs of photocopying your attachments if you submit them electronically.

Online Arbitration Claim Filing Top Questions

Frequently Asked Questions